SR
Stefan C. Ropp
ASSET ALLOCATION STRATEGIES
Farmington, MI 48336
Some features on this profile are disabled
CRD#: 7020568
SR
Professional summary
Stefan Charles Ropp, who also goes by Ropp Charles Stefan, is a registered financial advisor currently at ASSET ALLOCATION STRATEGIES, LLC located in Farmington, Michigan and GLP INVESTMENT SERVICES, LLC located in Farmington, Michigan.
Stefan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Stefan has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ropp Charles Stefan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GLP & ASSOCIATES, INVESTMENT RELATED, 33335 GRAND RIVER AVE. FARMINGTON MI, NATURE: LIFE INSURANCE/ANNUITY SALES, POSITION: INSURANCE AGENT, START DATE: MAY 2017, APX 80 HRS/MO., 70 HRS DURING TRADING HOURS, DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Stefan Charles Ropp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2019 - Present
ASSET ALLOCATION STRATEGIES, LLC
Office #1: 33335 Grand River, Farmington, MI 48336RIA
CRD#: 152339
Farmington, MI
Current
December 12, 2018 - Present
GLP INVESTMENT SERVICES, LLC
Office #1: 33335 Grand River, Farmington, MI 48336BD
CRD#: 25450
Farmington, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2025)
RR
Arizona(1/10/2025)
RR
Arkansas(1/10/2025)
RR
California(1/10/2025)
RR
Colorado(1/10/2025)
RR
Florida(1/10/2025)
RR
Georgia(1/10/2025)
RR
Illinois(1/10/2025)
RR
Indiana(1/10/2025)
RR
Iowa(1/10/2025)
RR
Kansas(1/10/2025)
RR
Kentucky(1/10/2025)
RR
Louisiana(1/10/2025)
RR
Michigan(6/25/2019)
IAR
Michigan(6/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33335 Grand River, Farmington, MI 48336
Mailing Address
Phone number
(248) 489-0101
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,883 |
| AUM (Assets Under Management) | $ 767,431,598 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
