Larry A. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Anthony Marshall was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1979. Larry had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2006 - October 10, 2017
RESOURCE ASSET MANAGEMENT, LLC
May 21, 1981 - November 27, 2007
RESOURCE SECURITIES CORPORATION
October 20, 1980 - March 17, 1981
PHOENIX FINANCIAL CORPORATION
December 10, 1979 - October 3, 1980
INDEPENDENT FINANCIAL PLANNERS CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/3/1979
Registered Representative ExaminationCurrent Firm
RESOURCE ASSET MANAGEMENT, LLC
CRD#: 126187 / SEC#:
Contact information
Red Flags
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