George H. Hays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Halle Hays JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1952. George had worked at 6 firms and has passed the Series 63 and PC exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2002 - November 16, 2016
WINFIELD ASSOCIATES INC
August 16, 1982 - January 11, 2001
A. G. EDWARDS & SONS, INC.
May 6, 1981 - August 30, 1982
COWEN SECURITIES INC.
June 20, 1979 - February 15, 1981
FINANCIAL SQUARE PARTNERS
April 10, 1978 - July 7, 1979
M/G SECURITIES, INC.
January 31, 1952 - January 15, 1979
WILL S. HALLE & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/20/1996
AMEX Put and Call ExamCurrent Firm
WINFIELD ASSOCIATES INC
CRD#: 108969 / SEC#: 801-54970
Contact information
Regulatory assets under management
| Total Number of Accounts | 618 |
| AUM (Assets Under Management) | $ 368,989,451 |
Red Flags
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