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Erick D. Paz Lopez

BULL MARKET SECURITIES
Buenos Aires, 1106
Some features on this profile are disabled
CRD#: 7017224
EP

Professional summary

Erick Daniel Paz Lopez is a registered financial professional currently at BULL MARKET SECURITIES, INC. .

Erick is registered as a RR (Registered Representative) and started their career in finance in 2018. Erick has worked at 3 firms and has passed the Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erick Daniel Paz Lopez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2024 - Present

BULL MARKET SECURITIES, INC.

Office #1: Bouchard 680 Piso 8, Buenos Aires 1106
BD
CRD#: 282480
Buenos Aires,
Past

July 1, 2024 - July 31, 2024

TRADINGBLOCK

BD
CRD#: 128605
CHICAGO, IL
Past

September 17, 2018 - May 6, 2024

FENIX SECURITIES, LLC

BD
CRD#: 159481
Ciudad de Buenos Aires,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/7/2024)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/31/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BM
BULL MARKET SECURITIES, INC.
BULL MARKET SECURITIES, INC.

CRD#: 282480 / SEC#: , 8-69718

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
175 Sw 7th Street Suite 1616, Miami, FL 33130
Mailing Address
175 Sw 7th Street Suite 1616, Miami, FL 33130
Phone number
(561) 757-2322
Established
Florida since 10/20/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GOLDON COMPANY TRADE SAOWNER
COLOMBO, DOUGLASFINOP, CFO, PFO1858351
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
MARRA, LAUTARO DAVIDPRINCIPAL OPERATIONS OFFICER6510408
MARRA, LAUTARO DAVIDCHIEF EXECUTIVE OFFICER6510408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BULL MARKET SECURITIES, INC.

CRD#: 282480Buenos Aires 1106

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