Jhonny P. Alcivar Romero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jhonny Paul Alcivar Romero, who also goes by Jhonny Paul Alcívar, Jhonny Paul Alcivar, Jhonny Paul Alcivar Romero, Jhonny Paul Alcivar-romero, was a registered financial professional .
Jhonny is a previously registered financial professional and started their career in finance in 2018. Jhonny had worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2018 - December 24, 2019
GWM GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GWM GROUP, INC.
CRD#: 42844 / SEC#: , 8-50033
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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