Leo Chen
CFP®Professional Summary
Leo Chen, CFP®, who also goes by Leoo J Chen, was a registered financial advisor. Leo was a previously registered financial professional and started their career in finance 2018 - 2024. Leo had worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Leoo J Chen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
ADERO PARTNERS, LLC | VISTA WEALTH MANAGEMENT GROUP, LLC | HINES WARNER, A VISTA WEALTH MANAGEMENT COMPANY
Contact Information
Main Address
1646 N. California Blvd. Suite 320, Walnut Creek, CA 94596Phone Number
(650) 252-0550# of Employees
50Regulatory Assets Under Management
Total Number of Accounts
3,664AUM (Assets Under Management)
$4,382,594,653Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | Cover Page | Report |
| 03/26/2024 | Cover Page | Report |
| 01/09/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2018About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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