Ian S. Burgess

CLARK LEWIS

Oak Park, IL 60301

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CRD#: 7017142

Professional summary

Ian S Burgess, who also goes by Ian Burgess, is a registered financial advisor currently at CLARK LEWIS located in Oak Park, Illinois.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ian has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian Burgess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian S Burgess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2019 - Present

CLARK LEWIS

Office #1: 137 N. Oak Park Ave. Ste 215 #237, Oak Park, IL 60301

RIA

CRD#: 305792

Oak Park, IL

Past

October 7, 2019 - December 31, 2022

CLARK LEWIS

RIA

CRD#: 305792

CHICAGO, IL

Past

January 8, 2019 - September 30, 2019

MORGAN STANLEY

RIA

CRD#: 149777

CHAMPAIGN, IL

Past

December 7, 2018 - September 30, 2019

MORGAN STANLEY

CRD#: 149777

CHAMPAIGN, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/7/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/7/2018

Securities Industry Essentials Examination

Current Firm

CLARK LEWIS

CLARK LEWIS | CLARK LEWIS LLC

CRD#: 305792 / SEC#:

Illinois

Registered Investment Advisory firm - (10/7/2019 Approved)

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Contact information

Main Address

137 N. Oak Park Ave. Ste 215 #237, Oak Park, IL 60301

Mailing Address

Phone number

(510) 775-0823

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 1,325,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ian S. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian S Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARK LEWIS

CLARK LEWIS

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2019

Series 7TO

Date: 12/7/2018

SIE

Date: 11/7/2018

Current Firm

CLARK LEWIS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARK LEWIS

TRUST BUT VERIFY

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