Christopher A. Vining

CV SECURITIES ANALYSIS

Nashville, TN

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CRD#: 7017134

Professional summary

Christopher Aubrey Vining, who also goes by Christopher VIning, is a registered financial advisor currently at CV SECURITIES ANALYSIS, LLC located in Nashville, Tennessee.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Vining

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christopher Aubrey Vining is a Spanish and finance tutor, providing education to college students and those seeking to earn financial designations such as the CFA Charter. There is no overlap in duties between his role at CV Securities Analysis, LLC and tutoring work Analyst Prep, Varsity Tutors, LLC, or any other tutoring firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Aubrey Vining's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2020 - Present

CV SECURITIES ANALYSIS, LLC

RIA

CRD#: 298460

Nashville, TN

Past

October 10, 2018 - December 31, 2019

CV SECURITIES ANALYSIS, LLC

RIA

CRD#: 298460

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2018

Uniform Investment Adviser Law Examination

Current Firm

CV SECURITIES ANALYSIS, LLC

CV SECURITIES ANALYSIS | CV SECURITIES ANALYSIS, LLC

CRD#: 298460 / SEC#:

Georgia

Registered Investment Advisory firm - (11/8/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (11/22/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Nashville, TN

Mailing Address

Phone number

(615) 925-2244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 506,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Vining

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Aubrey Vining's CRS (Customer Relationship Summary).

Certified licenses

Experience

CV SECURITIES ANALYSIS, LLC

CV SECURITIES ANALYSIS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2018

Current Firm

CV SECURITIES ANALYSIS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CV SECURITIES ANALYSIS, LLC

TRUST BUT VERIFY

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