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Christopher Aubrey Vining

CV SECURITIES ANALYSIS
Nashville, TN
·CRD# 7017134·8 years experience

Professional Summary

Christopher Aubrey Vining, who also goes by Christopher VIning, is a registered financial advisor currently at CV SECURITIES ANALYSIS, LLC located in Nashville, Tennessee. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Christopher has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Vining

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

CV SECURITIES ANALYSIS, LLC·CRD# 298460
RIA
Nashville, TN
July 2, 2020 - Present
CV SECURITIES ANALYSIS, LLC·CRD# 298460
RIA
Atlanta, GA
October 10, 2018 - December 31, 2019

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Current Firm

CS
CV SECURITIES ANALYSIS, LLC

CV SECURITIES ANALYSIS | CV SECURITIES ANALYSIS, LLC

CRD#: 298460
Georgia
Registered Investment Advisory firm - Georgia (11/8/2022 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (11/22/2021 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Nashville, TN

Phone Number

(615) 566-7016

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

5

AUM (Assets Under Management)

$537,336

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christopher Aubrey Vining is a Spanish and finance tutor, providing education to college students and those seeking to earn financial designations such as the CFA Charter. There is no overlap in duties between his role at CV Securities Analysis, LLC and tutoring work Analyst Prep, Varsity Tutors, LLC, or any other tutoring firm.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2018About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Aubrey Vining's CRS (Customer Relationship Summary).

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