TB
Thomas G. Bates
JUPITER, FL
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CRD#: 7016957
TB
Thomas Griffith Bates
Professional summary
Thomas Griffith Bates, who also goes by Tom Bates, was a registered financial advisor .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Thomas had worked at 2 firms and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Tom Bates
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2026 - Present
JUPITER, FL
Past
April 20, 2019 - October 25, 2021
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC
RIA
CRD#: 106060
NORFOLK, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/30/2026)
Current firm
No current employment
Red Flags
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