John F. Mulheron

BROOKSTONE WEALTH ADVISORS

Clinton, MD

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CRD#: 7016822

Professional summary

John Francis Mulheron Jr., who also goes by John Francis Mulheron, John Mulheron Mulheron, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Clinton, Maryland.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Francis Mulheron | John Mulheron Mulheron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Venus Executive Enterprises LLC-Non-investment related-10503 Brandywine Rd. Clinton, MD 20735-Insurance Agency-Chief Operations Manager-Principal Owner-Date of affiliation 07/03/2014-Devoting 40 hours per month to OBA- 20 hrs. per month during securities trading hours-Sole producer responsible for administration, marketing, compliance, and the entire operation of the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Mulheron Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Clinton, MD

Past

December 20, 2019 - March 26, 2020

VERITY ASSET MANAGEMENT

RIA

CRD#: 158667

Clinton, MD

Past

December 18, 2019 - March 26, 2020

VERITY INVESTMENTS, INC.

CRD#: 41527

DURHAM, NC

Past

May 3, 2019 - October 24, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

Bethesda, MD

Past

April 24, 2019 - October 24, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

Bethesda, MD

Past

February 22, 2019 - March 18, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Bethesda, MD

Past

October 30, 2018 - March 18, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

Bethesda, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/11/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2018

General Securities Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John F. Mulheron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Mulheron Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITY ASSET MANAGEMENT

VERITY INVESTMENTS, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2024

Series 66

Date: 1/11/2019

SIE

Date: 10/31/2018

Series 7

Date: 10/30/2018

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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