Thomas Damon

ELEVATE CAPITAL ADVISORS

Cranford, NJ

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CRD#: 7016699

Professional summary

Thomas Damon, who also goes by Thomas Andrew Damon, is a registered financial advisor currently at ELEVATE CAPITAL ADVISORS located in Cranford, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Andrew Damon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Damon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2023 - Present

ELEVATE CAPITAL ADVISORS

RIA

CRD#: 288190

Cranford, NJ

Past

January 28, 2022 - January 23, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEW YORK, NY

Past

October 11, 2021 - January 23, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATE CAPITAL ADVISORS

ELEVATE CAPITAL ADVISORS | ELEVATE CAPITAL ADVISORS, LLC | ELEVATE CAPITAL ADVISORS, INC.

CRD#: 288190 / SEC#: 801-119997

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

Colorado

Registered Investment Advisory firm - (4/16/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/14/2020

Securities Industry Essentials Examination

Current Firm

ELEVATE CAPITAL ADVISORS

ELEVATE CAPITAL ADVISORS | ELEVATE CAPITAL ADVISORS, LLC | ELEVATE CAPITAL ADVISORS, INC.

CRD#: 288190 / SEC#: 801-119997

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

Colorado

Registered Investment Advisory firm - (4/16/2021 Terminated)

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Contact information

Main Address

313 Chambers Ave. Suite D, Eagle, CO 81631

Mailing Address

313 Chambers Ave. P.o. Box 3609, Eagle, CO 81631

Phone number

(970) 328-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATE CAPITAL ADVISORS ADV PART 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts	589
AUM (Assets Under Management)	$ 156,486,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas Damon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Damon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATE CAPITAL ADVISORS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ELEVATE CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2022

Series 7TO

Date: 10/11/2021

SIE

Date: 12/14/2020

Current Firm

ELEVATE CAPITAL ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATE CAPITAL ADVISORS

TRUST BUT VERIFY

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