Easan S. Arulanantham

RETIREMENT CAPITAL STRATEGIES

San Jose, CA 95129

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CRD#: 7015816

Professional summary

Easan Sean Arulanantham is a registered financial advisor currently at RETIREMENT CAPITAL STRATEGIES, INC. located in San Jose, California.

Easan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Easan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Easan Sean Arulanantham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2020 - Present

RETIREMENT CAPITAL STRATEGIES, INC.

Office #1: 1190 Saratoga Ave., Suite 140, San Jose, CA 95129

RIA

CRD#: 139009

San Jose, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT CAPITAL STRATEGIES, INC.

BLUE WAVE INVESTING | RETIREMENT CAPITAL STRATEGIES, INC.

CRD#: 139009 / SEC#: 801-70918

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

California

Registered Investment Advisory firm - (1/27/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2020

Uniform Investment Adviser Law Examination

Current Firm

RETIREMENT CAPITAL STRATEGIES, INC.

BLUE WAVE INVESTING | RETIREMENT CAPITAL STRATEGIES, INC.

CRD#: 139009 / SEC#: 801-70918

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

California

Registered Investment Advisory firm - (1/27/2010 Terminated)

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Contact information

Main Address

1190 Saratoga Ave., Suite 140, San Jose, CA 95129

Mailing Address

Phone number

(408) 551-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT CAPITAL STRATEGIES FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	655
AUM (Assets Under Management)	$ 295,517,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Easan S. Arulanantham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Easan Sean Arulanantham's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

RETIREMENT CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2020

Current Firm

RETIREMENT CAPITAL STRATEGIES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT CAPITAL STRATEGIES, INC.

TRUST BUT VERIFY

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