Jorge Angel Harker

HOLISTIC ASSET MANAGEMENT

Madrid,

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CRD#: 7015433

Professional summary

Jorge Angel Harker, who also goes by Jorge Angel, Jorge Alberto Angel Harker, is a registered financial advisor currently at HOLISTIC ASSET MANAGEMENT, LLC and HOLISTIC BROKERAGE, LLC located in Miami, Florida.

Jorge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jorge has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jorge Angel | Jorge Alberto Angel Harker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

8/23/17 - Present Angel Kings LLC - manager. Located in Doral FL. Real Estate, Receive Distribution of Profits. Follow up accounting reports with accountant. 2 hours/month. Business hours devoted 1. Not securities industry related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Angel Harker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2023 - Present

HOLISTIC ASSET MANAGEMENT, LLC

RIA

CRD#: 156789

Madrid,

Current

November 12, 2018 - Present

HOLISTIC BROKERAGE, LLC

Office #1: 800 Brickell Ave Suite 502, Miami, FL 33131

CRD#: 46001

Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/23/2023)

California
(3/23/2023)

Connecticut
(3/8/2023)

Delaware
(3/8/2023)

Florida
(11/12/2018)

IAR

Florida
(4/6/2023)

New Jersey
(8/8/2023)

New York
(3/8/2023)

Texas
(3/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2023

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOLISTIC ASSET MANAGEMENT, LLC

ADCAP ASSET MANAGEMENT, LLC | LATMARK ASSET MANAGEMENT, LLC | HOLISTIC ASSET MANAGEMENT, LLC

CRD#: 156789 / SEC#:

Florida

Registered Investment Advisory firm - (8/5/2011 Approved)

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Contact information

Main Address

800 Brickell Ave Suite 502, Miami, FL 33131

Mailing Address

Phone number

(305) 374-1177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 19,713,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jorge Angel Harker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Angel Harker's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLISTIC ASSET MANAGEMENT, LLC

HOLISTIC BROKERAGE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2023

SIE

Date: 11/13/2018

Series 7

Date: 11/12/2018

FINRA

Current Firm

HOLISTIC ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLISTIC ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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