Hammet W. Hough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hammet Walker Hough, who also goes by Hammett Walker Hough, was a registered financial advisor .
Hammet is a previously registered financial advisor and started their career in finance in 1969. Hammet had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - September 21, 2015
BB&T SECURITIES, LLC
January 2, 2013 - September 21, 2015
BB&T SECURITIES, LLC
May 5, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
April 6, 1992 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
September 5, 1989 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
June 28, 1988 - January 28, 1989
FOXHALL GROUP SECURITIES, INC.
November 10, 1987 - June 20, 1988
FIRST CHESAPEAKE SECURITIES CORPORATION
December 16, 1981 - November 3, 1987
UBS FINANCIAL SERVICES INC.
February 23, 1979 - December 22, 1981
MOSELEY SECURITIES CORPORATION
April 28, 1976 - February 23, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
November 26, 1975 - April 28, 1976
MOSELEY, HALLGARTEN & ESTABROOK INC.
February 4, 1971 - December 19, 1975
E. F. HUTTON & COMPANY INC
December 2, 1969 - March 19, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/15/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/20/1981
Interest Rate Options ExaminationSeries 1
Date: 7/25/1961
Registered Representative ExaminationSeries 00
Date: 3/30/1966
General Securities Principal ExaminationCurrent Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
