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JP

James F. Puleo

KURV INVESTMENT MANAGEMENT
Lynnfield, MA
Some features on this profile are disabled
CRD#: 7015111
JP

Professional summary

James Francis Puleo, who also goes by James Puleo, Jimmy Francis Puleo, is a registered financial advisor currently at KURV INVESTMENT MANAGEMENT LLC located in Lynnfield, Massachusetts and FORESIDE FUND SERVICES, LLC located in Portland, Maine.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Puleo | Jimmy Francis Puleo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Puleo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

KURV INVESTMENT MANAGEMENT LLC

RIA
CRD#: 323149
Lynnfield, MA
Current

April 8, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 46106
Portland, ME
Past

March 13, 2019 - June 10, 2024

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 106629
BOSTON, MA
Past

December 17, 2018 - June 10, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KURV INVESTMENT MANAGEMENT LLC
KURV INVESTMENT MANAGEMENT LLC

CRD#: 323149 / SEC#: 801-126717

RIA
Registered Investment Advisory firm - (2/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(4/8/2026)
IAR
Massachusetts
(5/11/2026)
RR
Michigan
(4/9/2026)
RR
New Hampshire
(4/27/2026)
RR
New York
(4/9/2026)
RR
Vermont
(4/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/18/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KI
KURV INVESTMENT MANAGEMENT LLC
KURV INVESTMENT MANAGEMENT LLC

CRD#: 323149 / SEC#: 801-126717

RIA
Registered Investment Advisory firm - (2/10/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 Letterman Drive Building C, Suite 3-500, San Francisco, CA 94129
Mailing Address
Phone number
(888) 393-5878
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 279,214,543

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KURV INVESTMENT MANAGEMENT LLC

CRD#: 323149Lynnfield, MA

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