Matthew C. Donner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Charles Donner, who also goes by Matthew Donner, was a registered financial advisor .
Matthew is a previously registered financial advisor and started their career in finance in 1967. Matthew had worked at 7 firms and has passed the Series 63, Series 5, Series 15, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2003 - May 7, 2013
CREDIT SUISSE SECURITIES (USA) LLC
November 6, 2000 - May 7, 2013
CREDIT SUISSE SECURITIES (USA) LLC
August 6, 1984 - January 17, 2003
PERSHING LLC
March 10, 1978 - January 17, 2003
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
June 14, 1977 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
November 10, 1976 - July 13, 1977
BACHE HALSEY STUART INC.
April 29, 1975 - September 30, 1976
WILLIAM D. WITTER, INC.
August 14, 1967 - March 10, 1975
COLEMAN & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/23/1985
Interest Rate Options ExaminationSeries 15
Date: 3/7/1985
Foreign Currency Options ExaminationSeries 1
Date: 3/23/1962
Registered Representative ExaminationSeries 40
Date: 12/23/1971
Registered Principal ExaminationCurrent Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 322 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
