Russell R. Haden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Raymond Haden was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1968. Russell had worked at 9 firms and has passed the Series 63, Series 7, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1990 - May 29, 1991
L.M. DREW & ASSOCIATES
July 8, 1985 - March 12, 1990
P.B. JAMESON & CO.,INC.
July 18, 1984 - May 10, 1985
A. G. EDWARDS & SONS, INC.
April 6, 1979 - November 1, 1979
E. F. HUTTON & COMPANY INC
March 1, 1978 - October 25, 1978
CITIGROUP GLOBAL MARKETS INC.
December 4, 1972 - August 1, 1974
UNITY SECURITIES INC
April 14, 1972 - November 20, 1972
COMSTOCK SECURITIES, LIMITED
January 27, 1971 - July 17, 1972
CENTAUR SECURITIES LTD.
May 7, 1968 - April 6, 1971
CIC SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/3/1967
Registered Representative ExaminationCurrent Firm
L.M. DREW & ASSOCIATES
CRD#: 16368 / SEC#: , 8-33827
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
