David R. Whaley

HORSE COVE PARTNERS

Nolensville, TN

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CRD#: 7013866

Professional summary

David Robert Whaley is a registered financial advisor currently at HORSE COVE PARTNERS LLC located in Nolensville, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Whaley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2024 - Present

HORSE COVE PARTNERS LLC

RIA

CRD#: 172389

Nolensville, TN

Past

September 2, 2021 - December 8, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

NOLENSVILLE, TN

Past

August 19, 2021 - December 8, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

NOLENSVILLE, TN

Past

June 13, 2019 - August 25, 2021

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

BRENTWOOD, TN

Past

November 21, 2018 - August 25, 2021

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

BRENTWOOD, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORSE COVE PARTNERS LLC

CRD#: 172389 / SEC#: 801-130046

RIA

Registered Investment Advisory firm - (5/16/2024 Approved)

Georgia

Registered Investment Advisory firm - (7/2/2020 Approved)

Indiana

Registered Investment Advisory firm - (9/4/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/21/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/9/2018

Securities Industry Essentials Examination

Current Firm

HORSE COVE PARTNERS LLC

CRD#: 172389 / SEC#: 801-130046

RIA

Registered Investment Advisory firm - (5/16/2024 Approved)

Georgia

Registered Investment Advisory firm - (7/2/2020 Approved)

Indiana

Registered Investment Advisory firm - (9/4/2020 Approved)

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Contact information

Main Address

1899 Powers Ferry Rd Se Suite 120, Atlanta, GA 30339

Mailing Address

Phone number

(678) 905-5723

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 101,564,415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David R. Whaley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Whaley's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORSE COVE PARTNERS LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HORSE COVE PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2019

Series 7TO

Date: 11/21/2018

SIE

Date: 11/9/2018

Current Firm

HORSE COVE PARTNERS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORSE COVE PARTNERS LLC

TRUST BUT VERIFY

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