Eric A. Imbuelten

A.E.I. FINANCIAL GROUP

Santa Rosa, CA 95403

Some features on this profile are disabled

CRD#: 7013658

Professional summary

Eric Albert Imbuelten is a registered financial advisor currently at A.E.I. FINANCIAL GROUP located in Santa Rosa, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Eric has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) A.E.I. Tax & Financial; Investment Related; 3558 Round Barn Blvd, Ste 200, Santa Rosa, CA 95403; Retirement Planning and Insurance Sales, Tax Preparation and Resolutions; Owner; Start date 11/2006

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Albert Imbuelten's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2020 - Present

A.E.I. FINANCIAL GROUP

Office #1: 3558 Round Barn Blvd. Ste 200, Santa Rosa, CA 95403Office #2: 7250 Redwood Blvd. Suite 300, Novato, CA 94945Office #3: 755 Baywood Drive, Petaluma, CA 94954

RIA

CRD#: 307099

Santa Rosa, CA

Past

September 11, 2018 - December 31, 2019

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Santa Rose, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2018

Uniform Investment Adviser Law Examination

Current Firm

A.E.I. FINANCIAL GROUP

A E I FINANCIAL STRATEGIES | A.E.I. FINANCIAL GROUP | A E I FINANCIAL STRATEGIES INC.

CRD#: 307099 / SEC#:

California

Registered Investment Advisory firm - (2/12/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3558 Round Barn Blvd. Ste 200, Santa Rosa, CA 95403

Mailing Address

539 Anson Ave., Rohnert Park, CA 94928

Phone number

(707) 538-8027

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 2,197,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Frost

LPL FINANCIAL LLC

IAR

SANTA ROSA, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric A. Imbuelten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Albert Imbuelten's CRS (Customer Relationship Summary).

Certified licenses

Experience

A.E.I. FINANCIAL GROUP

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2018

Current Firm

A.E.I. FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

A.E.I. FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors