Tucker Sandercock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tucker Sandercock was a registered financial professional .
Tucker is a previously registered financial professional and started their career in finance in 2018. Tucker had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2024 - March 24, 2026
CHATHAM WEALTH MANAGEMENT
January 24, 2019 - April 16, 2024
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2018 - April 16, 2024
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CHATHAM WEALTH MANAGEMENT
CRD#: 111987 / SEC#: 801-58135
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/19/2018
General Securities Representative ExaminationCurrent Firm
CHATHAM WEALTH MANAGEMENT
CRD#: 111987 / SEC#: 801-58135
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 397 |
| AUM (Assets Under Management) | $ 601,352,658 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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