Tucker Sandercock

CHATHAM WEALTH MANAGEMENT

Chatham, NJ 07928

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CRD#: 7013583

Professional summary

Tucker Sandercock is a registered financial advisor currently at CHATHAM WEALTH MANAGEMENT located in Chatham, New Jersey.

Tucker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tucker has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tucker Sandercock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2024 - Present

CHATHAM WEALTH MANAGEMENT

Office #1: 10 Townsquare Suite 100, Chatham, NJ 07928

RIA

CRD#: 111987

Chatham, NJ

Past

January 24, 2019 - April 16, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALLENTOWN, PA

Past

December 19, 2018 - April 16, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALLENTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHATHAM WEALTH MANAGEMENT

CHATHAM WEALTH MANAGEMENT | RAAB & MOSKOWITZ ASSET MANAGEMENT LLC

CRD#: 111987 / SEC#: 801-58135

RIA

Registered Investment Advisory firm - (12/5/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/19/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/19/2018

Securities Industry Essentials Examination

Current Firm

CHATHAM WEALTH MANAGEMENT

CHATHAM WEALTH MANAGEMENT | RAAB & MOSKOWITZ ASSET MANAGEMENT LLC

CRD#: 111987 / SEC#: 801-58135

RIA

Registered Investment Advisory firm - (12/5/2000 Approved)

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Contact information

Main Address

10 Townsquare Suite 100, Chatham, NJ 07928

Mailing Address

Po Box 867, Chatham, NJ 07928

Phone number

(973) 635-4275

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHATHAM WEALTH MANAGEMENT FORM ADV PART 2 BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 601,352,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tucker Sandercock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tucker Sandercock's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHATHAM WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CHATHAM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2019

Series 7TO

Date: 12/19/2018

SIE

Date: 11/19/2018

Current Firm

CHATHAM WEALTH MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHATHAM WEALTH MANAGEMENT

TRUST BUT VERIFY

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