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Gary N. Fishler

CRD#: 7013512
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GF
Gary Nmn Fishler

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Nmn Fishler, who also goes by Gary Fishler, was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 2019. Gary had worked at 1 firm and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gary Fishler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 16, 2019 - May 27, 2026

MONEYLION SECURITIES LLC

BD
CRD#: 298395
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 12/14/2018
Financial and Operations Principal Examination

Current Firm

MS
MONEYLION SECURITIES LLC
MONEYLION SECURITIES LLC | MONEYLION SECURITIES, LLC

CRD#: 298395 / SEC#: , 8-70198

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
249-245 W 17th St Floor 4, New York, NY 10011
Mailing Address
249-245 W 17th St Floor 4, New York, NY 10011
Phone number
(212) 300-9865
Established
Delaware since 07/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MONEYLION TECHNOLOGIES INC.MEMBER
DIVVER, JOSEPH PATRICKMANAGING DIRECTOR & CCO7364485
FISHLER, GARYCHIEF FINANCIAL OFFICER AND FINOP PRINCIPAL7013512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONEYLION SECURITIES LLC

CRD#: 298395

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