Jeffrey M. Sayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Sayer esq, who also goes by Jeffrey Michael Sayer, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2018. Jeffrey had worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2020 - April 6, 2021
AARON CAPITAL INCORPORATED
September 3, 2020 - October 30, 2020
US CAPITAL GLOBAL SECURITIES, LLC
November 20, 2018 - July 31, 2020
INDEPENDENT INVESTMENT BANKERS, CORP.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 11/20/2018
Investment Banking Registered Representative ExaminationCurrent Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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