William C. Burnside
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Burnside MR., who also goes by Bill Burnside, William Charles Burnside, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1970. William had worked at 4 firms and has passed the Series 65, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2004 - January 31, 2012
BURNSIDE & ASSOCIATES, LTD
November 28, 1988 - May 31, 1989
SPRINGER INVESTMENT & SECURITIES CO., INC.
January 30, 1973 - January 30, 2012
WILLIAM C. BURNSIDE & COMPANY, INC.
September 28, 1970 - February 15, 1973
LOEWI & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/8/1965
Registered Representative ExaminationF04
Date: 12/29/1972
Financial Principal ExaminationSeries 00
Date: 12/9/1972
General Securities Principal ExaminationCurrent Firm
BURNSIDE & ASSOCIATES, LTD
CRD#: 129559 / SEC#:
Contact information
Red Flags
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