Matthew J. Peck

ANDERSON FINANCIAL STRATEGIES

DAYTON, OH 45423

Some features on this profile are disabled

CRD#: 7013025

Professional summary

Matthew J Peck, CFP®, who also goes by Matthew Joel Peck, Matthew Peck, is a registered financial advisor currently at ANDERSON FINANCIAL STRATEGIES, LLC located in Dayton, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Joel Peck | Matthew Peck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Blue Helmet Club; non-investment related; 630 Glendale Ave, Ottawa OH 45875; Social media manager; 06/2019; 15 hours per year, zero hours during trading hours; manage social media pages for the Ottawa-Glandorf football Booster Club.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew J Peck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

May 1, 2023 - Present

ANDERSON FINANCIAL STRATEGIES, LLC

Office #1: 2500 Stratacache Tower 40 N Main St., Dayton, OH 45423

RIA

CRD#: 290343

DAYTON, OH

Past

April 13, 2022 - February 16, 2023

COMPOUND PLANNING, INC.

RIA

CRD#: 171787

Beavercreek, OH

Past

April 23, 2021 - April 26, 2022

CARILLON ADVISORS, LLC

RIA

CRD#: 312498

BEAVERCREEK, OH

Past

September 1, 2020 - June 15, 2021

WEALTHSHIELD PARTNERS, LLC

RIA

CRD#: 169584

BEAVERCREEK, OH

Past

December 13, 2018 - September 25, 2019

CARNEGIE INVESTMENT COUNSEL

RIA

CRD#: 150488

Cincinnati, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDERSON FINANCIAL STRATEGIES, LLC

CRD#: 290343 / SEC#: 801-121691

RIA

Registered Investment Advisory firm - (7/2/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2018

Uniform Investment Adviser Law Examination

Current Firm

ANDERSON FINANCIAL STRATEGIES, LLC

CRD#: 290343 / SEC#: 801-121691

RIA

Registered Investment Advisory firm - (7/2/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/18/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2500 Stratacache Tower 40 N Main St., Dayton, OH 45423

Mailing Address

Phone number

(855) 237-4545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDERSON FINANCIAL STRATEGIES, LLC ADV PART 2A/B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	642
AUM (Assets Under Management)	$ 348,055,211

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Kinsey

ARTIFEX FINANCIAL GROUP, LLC

IAR

Oakwood, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew J. Peck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew J Peck's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDERSON FINANCIAL STRATEGIES, LLC

COMPOUND PLANNING, INC.

CARILLON ADVISORS, LLC

WEALTHSHIELD PARTNERS, LLC

CARNEGIE INVESTMENT COUNSEL

Primary Firm SEC Registration

ANDERSON FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2018

Current Firm

ANDERSON FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDERSON FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

Similar Advisors