Lucas D. Ryan

FORESIDE FUND SERVICES

Miami, FL 33131

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CRD#: 7012534

Professional summary

Lucas Dominic Ryan is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Miami, Florida.

Lucas is registered as a RR (Registered Representative) and started their career in finance in 2019. Lucas has worked at 6 firms and has passed the Series 66, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lucas Dominic Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 848 Brickell Avenue Ph 4, Miami, FL 33131

CRD#: 46106

Miami, FL

Past

December 13, 2021 - May 15, 2024

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

Miami, FL

Past

December 10, 2021 - May 15, 2024

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

MIAMI, FL

Past

May 13, 2021 - November 4, 2021

STONEX FINANCIAL INC.

CRD#: 45993

MIAMI, FL

Past

January 13, 2020 - April 27, 2021

XP ADVISORY US, INC.

RIA

CRD#: 173779

MIAMI, FL

Past

January 7, 2019 - April 27, 2021

XP INVESTMENTS US, LLC

CRD#: 156691

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/13/2024)

Florida
(6/13/2024)

New York
(1/2/2025)

Puerto Rico
(1/2/2025)

Texas
(1/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 5/18/2021

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 1/7/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/12/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lucas D. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lucas Dominic Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

STONEX FINANCIAL INC.

XP ADVISORY US, INC.

XP INVESTMENTS US, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2019

Series 57TO

Date: 5/18/2021

Series 7TO

Date: 1/7/2019

SIE

Date: 12/12/2018

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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