Kyle E. Poling

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CRD#: 7012270

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kyle Edward Poling was a registered financial professional .

Kyle is a previously registered financial professional and started their career in finance in 2018. Kyle had worked at 6 firms and has passed the Series 66, Series 86, Series 31, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; Same address; Non-investment related; Approximately 10% of time during the month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2023 - December 22, 2023

KLEINFELDER CAPITAL, INC.

RIA

CRD#: 289345

CINCINNATI, OH

Past

January 26, 2022 - May 30, 2023

POLING WEALTH

RIA

CRD#: 317668

BECKLEY, WV

Past

June 30, 2021 - November 30, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

WINSTON SALEM, NC

Past

June 30, 2021 - November 30, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

February 17, 2021 - June 18, 2021

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

February 17, 2021 - June 18, 2021

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

WINSTON-SALEM, NC

Past

November 27, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

September 19, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLEINFELDER CAPITAL, INC.

CHARLESTON CAPITAL, INC. | KLEINFELDER CAPITAL, INC.

CRD#: 289345 / SEC#: 801-111047

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 86

Date: 9/22/2021

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 31

Date: 4/26/2019

Futures Managed Funds Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2018

General Securities Representative Examination

Current Firm

KLEINFELDER CAPITAL, INC.

CHARLESTON CAPITAL, INC. | KLEINFELDER CAPITAL, INC.

CRD#: 289345 / SEC#: 801-111047

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

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Contact information

Main Address

8050 Hosbrook Road Suite 200, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 808-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KLEINFELDER DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/24/2025)

Regulatory assets under management

Total Number of Accounts	1,037
AUM (Assets Under Management)	$ 306,833,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle E. Poling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

POLING WEALTH

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

Primary Firm SEC Registration

KLEINFELDER CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2018

Series 86

Date: 9/22/2021

Series 31

Date: 4/26/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/19/2018

Current Firm

KLEINFELDER CAPITAL, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLEINFELDER CAPITAL, INC.

TRUST BUT VERIFY

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