AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JN

Joel W. Nesbitt

CAPITAL A WEALTH MANAGEMENT
GLENDALE, AZ 85302
Some features on this profile are disabled
CRD#: 7012166
JN

Professional summary

Joel William Nesbitt, who also goes by Joel W Nesbitt, Joel William Nesbitt, is a registered financial advisor currently at CAPITAL A WEALTH MANAGEMENT located in Glendale, Arizona.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joel has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joel W Nesbitt | Joel William Nesbitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CAPITAL A INSURANCE, LLC; YES INVESTMENT RELATED; 312 N JEFFERSON ST, NEW CASTLE, PA 16101; INSURANCE SALES; PARAPLANNER; START DATE 10/2021; APPROX 40 HRS/MONTH; APPROX 35 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel William Nesbitt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 22, 2023 - Present

CAPITAL A WEALTH MANAGEMENT

Office #1: 6043 W Laurie Lane #1, Glendale, AZ 85302
RIA
CRD#: 328863
GLENDALE, AZ
Past

August 24, 2022 - March 27, 2024

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Cranberry Township, PA
Past

May 17, 2021 - June 29, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Edinboro, PA
Past

May 11, 2021 - June 29, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Edinboro, PA
Past

January 15, 2020 - June 8, 2021

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Cranberry Twp, PA
Past

September 24, 2018 - November 27, 2018

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC

CRD#: 328863 / SEC#: 801-129086

RIA
Registered Investment Advisory firm - (11/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(10/29/2024)
IAR
Pennsylvania
(11/22/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/20/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/17/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/24/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CA
CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC

CRD#: 328863 / SEC#: 801-129086

RIA
Registered Investment Advisory firm - (11/22/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8050 Rowan Road Suite 401, Cranberry Twp., PA 16066
Mailing Address
Phone number
(724) 658-4211
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (7/23/2025)
WRAP BROCHURE (7/23/2025)

Regulatory assets under management

Total Number of Accounts2,092
AUM (Assets Under Management)$ 412,329,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL A WEALTH MANAGEMENT

CRD#: 328863Glendale, AZ 85302

TRUST BUT VERIFY

Monitor Joel Nesbitt

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Joseph A Di Vito JR
Joseph Di VitoAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Scottsdale, AZ
Luke Kacer
Luke KacerAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Tucson, AZ
Timothy Christopher Hughes
Timothy HughesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Scottsdale, AZ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics