Thomas W. Cree

INDEPENDENT OUTLOOK GROUP

East Dorset, VT

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CRD#: 7012142

Professional summary

Thomas Walter Cree, who also goes by Thomas Cree, is a registered financial advisor currently at INDEPENDENT OUTLOOK GROUP, INC. located in East Dorset, Vermont.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Cree

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Walter Cree's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2018 - Present

INDEPENDENT OUTLOOK GROUP, INC.

RIA

CRD#: 298584

East Dorset, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(12/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2018

Uniform Investment Adviser Law Examination

Current Firm

INDEPENDENT OUTLOOK GROUP, INC.

CRD#: 298584 / SEC#:

Vermont

Registered Investment Advisory firm - (12/7/2018 Approved)

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Contact information

Main Address

East Dorset, VT

Mailing Address

Phone number

(631) 740-1672

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas W. Cree

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Walter Cree's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT OUTLOOK GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2018

Current Firm

INDEPENDENT OUTLOOK GROUP, INC.

Contact information

Documents

Red Flags

Company Information

INDEPENDENT OUTLOOK GROUP, INC.

TRUST BUT VERIFY

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