William E. Wrightsman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Wrightsman was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1964. William had worked at 8 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2000 - January 11, 2012
FMSBONDS, INC.
July 13, 1994 - January 23, 2001
GREENWICH PARTNERS, LLC
October 1, 1988 - June 21, 1994
WOLFE & HURST BOND BROKERS INC.
April 22, 1986 - December 19, 1988
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
May 20, 1981 - April 15, 1986
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 21, 1978 - June 8, 1981
O'BRIEN & SHEPARD, INC.
February 11, 1976 - April 13, 1978
MATTHEWS & WRIGHT, INC.
June 3, 1964 - June 25, 1974
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/1/1964
Registered Representative ExaminationSeries 40
Date: 8/19/1971
Registered Principal ExaminationCurrent Firm
FMSBONDS, INC.
CRD#: 7793 / SEC#: , 8-23280
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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