Nathan K. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Keith Miller, who also goes by Nate Miller, Nathan Miller, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2019. Nathan had worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2020 - January 19, 2022
MERIDIAN CAPITAL LLC
July 22, 2020 - October 26, 2020
ARLINGTON CAPITAL SERVICES, LLC
November 26, 2019 - July 11, 2020
M&A SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/26/2024
Investment Banking Registered Representative ExaminationCurrent Firm
MERIDIAN CAPITAL LLC
CRD#: 172143 / SEC#: , 8-69499
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
