JC
John Paul M. Cavaliere
CORNERSTONE ADVISORS ASSET MANAGEMENT
Bethlehem, PA 18018
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CRD#: 7011395
JC
Professional summary
John Paul Michael Cavaliere, who also goes by John Paul Cavaliere, is a registered financial advisor currently at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC located in Bethlehem, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Bethlehem, Pennsylvania.
John Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. John Paul has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Paul Cavaliere
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M Holdings Securities, Inc.; 1125 NW Couch Street, Suite 900, Portland, OR 97209; 12/2019; Registered Representative; Consulting; Investment related; 10 hours/month; 10 hours/month during business hours; Wages/salary/tips. 2) Cornerstone Institutional Investors, LLC; 74 West Broad Street, Suite 340, Bethlehem, PA 18018; 12/2019; Senior Investment Consultant; Investment consulting; Investment related; 160 hours/month; 160 hours/month during business hours; Wages/salary/tips. 3) Cornerstone Benefits, Inc.; 74 West Broad Street, Suite 340, Bethlehem, PA 18018; 12/2019; Member; Parent company of Cornerstone Institutional Investors; 0 hours/month; 0 hours/month during business hours; No compensation. 4) Good Samaritan Services; 141 High Street, Phoenixville, PA 19460; 06/19/2020; Board Member; Attend board meetings, help guide the organization financially; Not investment related; 4 hours/month; 0 hours/month during business hours; No compensation. 5) Pi Kappa Alpha Foundation; 8347 West Range Cove, Memphis, TN 38125; 01/01/2021; Investment Committee Member; Attend and participate in quarterly meetings reviewing the foundation's assets; Not Investment Related; 1 hour/month; 1 hour/month during business hours; No Compensation.
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Michael Cavaliere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2020 - Present
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
Office #1: 74 West Broad Street, Suite 340, Bethlehem, PA 18018RIA
CRD#: 138638
Bethlehem, PA
Current
January 2, 2020 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018RIA
BD
CRD#: 43285
Bethlehem, PA
Past
February 22, 2019 - March 4, 2019
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.
CRD#: 138638 / SEC#: 801-65091
RIA
Registered Investment Advisory firm - (1/4/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(2/19/2020)
RR
Pennsylvania(8/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.
CRD#: 138638 / SEC#: 801-65091
RIA
Registered Investment Advisory firm - (1/4/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74 West Broad Street, Suite 340, Bethlehem, PA 18018
Mailing Address
Phone number
(610) 694-0900
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,841 |
| AUM (Assets Under Management) | $ 8,299,028,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CRD#: 138638Bethlehem, PA 18018TRUST BUT VERIFY
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