Robert Weston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Weston was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1967. Robert had worked at 7 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2006 - December 31, 2017
ROBERT WESTON & CO
May 9, 1992 - July 21, 1992
FIRST MONTAUK SECURITIES CORP.
March 20, 1991 - May 5, 1992
MUTUAL FUND MANAGEMENT CO., INC.
October 19, 1981 - January 16, 1992
ROBERT WESTON & CO., INC.
January 4, 1979 - December 5, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 20, 1978 - January 25, 1983
INDEPENDENT FINANCIAL PLANNERS CORPORATION
October 17, 1967 - December 9, 1977
HUGH JOHNSON & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROBERT WESTON & CO
CRD#: 129007 / SEC#:
Contact information
Red Flags
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