Benjamin Beiser
STRATEGIC ADVISERS LLC | Financial Consultant
NEW YORK, NY
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CRD#: 7010936
Professional summary
Benjamin Beiser is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Benjamin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
My goal is to understand what's important to clients so I'm able to partner with them by putting a financial plan in place that reflects their goals. I support clients by understanding their current situation and working with them to stay on track so they're able to have transparency with their financial well being.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-98931|OrgNmn:Highlake LLC|Org Addr:Charlotte,North Caro,US|OBA Nature:Investment property|Invst Rel:Y|Title:Investor|Duties:None|StrtDt:06-02-23|TotHrs/mon:0.01|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Beiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Elon University
Bachelor of Business Administration - Finance
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 330 Park Ave S, New York, NY 10010-3643RIA
CRD#: 104555
NEW YORK, NY
Current
April 26, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 330 Park Ave S, New York, NY 10010-3643BD
CRD#: 7784
New York, NY
Past
April 28, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
October 18, 2021 - February 16, 2022
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
New York, NY
Past
June 24, 2021 - February 16, 2022
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NEW YORK, NY
Past
November 30, 2018 - April 19, 2021
EDWARD JONES
RIA
CRD#: 250
GREENSBORO, NC
Past
October 30, 2018 - April 19, 2021
EDWARD JONES
BD
CRD#: 250
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/1/2022)
RR
Colorado(7/10/2025)
RR
Connecticut(6/1/2022)
RR
Florida(10/11/2023)
RR
Massachusetts(1/4/2025)
RR
New Jersey(6/1/2022)
RR
New York(4/26/2022)
IAR
New York(3/31/2025)
RR
North Carolina(5/3/2022)
RR
Ohio(7/11/2023)
RR
Pennsylvania(6/1/2022)
RR
Rhode Island(4/2/2024)
RR
South Carolina(11/12/2024)
RR
Texas(6/1/2022)
IAR
Texas(3/31/2025)
RR
Virginia(2/13/2024)
RR
Washington(8/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
