Ciara C. Lowe
Professional summary
Ciara Chanel Lowe, who also goes by Ciara C Lowe, Ciara Chanel Lowe, Ciara Lowe, is a registered financial advisor currently at WEALTHFRONT ADVISERS LLC located in Palo Alto, California and WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.
Ciara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Ciara has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ciara Chanel Lowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2023 - Present
WEALTHFRONT ADVISERS LLC
Office #1: 261 Hamilton Ave., Palo Alto, CA 94301October 11, 2022 - Present
WEALTHFRONT BROKERAGE LLC
Office #1: 261 Hamilton Ave, Palo Alto, CA 94301April 21, 2022 - July 7, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 4, 2021 - September 17, 2021
EMPOWER FINANCIAL SERVICES, INC.
December 9, 2019 - January 4, 2021
MML INVESTORS SERVICES, LLC
October 17, 2019 - December 9, 2019
MML DISTRIBUTORS, LLC
Primary Firm SEC Registration
WEALTHFRONT ADVISERS LLC
CRD#: 148456 / SEC#: 801-69766
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2022)
(1/24/2023)
Exams
Series 7TO
Date: 11/18/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/17/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WEALTHFRONT ADVISERS LLC
CRD#: 148456 / SEC#: 801-69766
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 642,888 |
| AUM (Assets Under Management) | $ 42,948,787,664 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 01/11/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFRONT ADVISERS LLC
CRD#: 148456Palo Alto, CA 94301TRUST BUT VERIFY
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