Connor E. Jones

WEALTH SCIENCE ADVISORS LLC

NORCROSS, GA

Some features on this profile are disabled

CRD#: 7010646

Professional summary

Connor E Jones, CFP® is a registered financial advisor currently at WEALTH SCIENCE ADVISORS LLC located in Norcross, Georgia.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Connor has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEALTH SCIENCE ANALYTICS; NOT INVESTMENT-RELATED; 55 ROSWELL STREET, STE 210, ALPHARETTA, GA 30009; PSYCHOLOGICAL ANALYTICS AND CONSULTING; OWNER; STARTED 06/2023; APPROXIMATELY 5 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; PSYCHOLOGICAL ASSESSMENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor E Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 24, 2022 - Present

WEALTH SCIENCE ADVISORS LLC

Office #2: 55 Roswell Street Suite 210, Alpharetta, GA 30009

RIA

CRD#: 321031

NORCROSS, GA

Past

September 18, 2019 - June 14, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Alpharetta, GA

Past

August 8, 2019 - June 14, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Alpharetta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH SCIENCE ADVISORS LLC

CRD#: 321031 / SEC#: 801-124998

RIA

Registered Investment Advisory firm - (5/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/24/2022)

IAR

Texas
(12/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/8/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/3/2019

Securities Industry Essentials Examination

Current Firm

WEALTH SCIENCE ADVISORS LLC

CRD#: 321031 / SEC#: 801-124998

RIA

Registered Investment Advisory firm - (5/12/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

55 Roswell Street Suite 210, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 480-2681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH SCIENCE ADVISORS - FORM ADV PART 2A (4/28/2025)

Regulatory assets under management

Total Number of Accounts	973
AUM (Assets Under Management)	$ 512,509,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Connor E. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor E Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH SCIENCE ADVISORS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

WEALTH SCIENCE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2019

Series 7TO

Date: 8/8/2019

SIE

Date: 7/3/2019

Current Firm

WEALTH SCIENCE ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH SCIENCE ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors