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Samuel Neff

FINANCIAL ENHANCEMENT GROUP
Indianapolis, IN 46290-1113
Some features on this profile are disabled
CRD#: 7010596
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Professional summary

Samuel Neff, who also goes by Samuel Alan Neff, is a registered financial advisor currently at FINANCIAL ENHANCEMENT GROUP located in Indianapolis, Indiana.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Samuel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Samuel Alan Neff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Neff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2023 - Present

FINANCIAL ENHANCEMENT GROUP

Office #1: 9757 Westpoint Drive Suite 400, Indianapolis, IN 46290-1113
RIA
CRD#: 159017
Indianapolis, IN
Past

June 24, 2022 - September 15, 2023

FOUR QUADRANT WEALTH ADVISORS, INC.

RIA
CRD#: 130753
CARMEL, IN
Past

February 1, 2019 - June 16, 2022

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
CARMEL, IN
Past

November 2, 2018 - June 16, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
CARMEL, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FE
FINANCIAL ENHANCEMENT GROUP
FINANCIAL ENHANCEMENT GROUP | FINANCIAL ENHANCEMENT GROUP LLC

CRD#: 159017 / SEC#: 801-72907

RIA
Registered Investment Advisory firm - (1/3/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(9/29/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/3/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/2/2018
General Securities Representative Examination

Current Firm

FE
FINANCIAL ENHANCEMENT GROUP
FINANCIAL ENHANCEMENT GROUP | FINANCIAL ENHANCEMENT GROUP LLC

CRD#: 159017 / SEC#: 801-72907

RIA
Registered Investment Advisory firm - (1/3/2012 Approved)
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Contact information

Main Address
2704 Enterprise Drive, Anderson, IN 46013
Mailing Address
Phone number
(765) 640-1524
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE 2026 (2/12/2026)

Regulatory assets under management

Total Number of Accounts3,599
AUM (Assets Under Management)$ 986,999,188

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report
10/22/2024
Cover Page
Report
12/21/2023
Cover Page
Report
03/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL ENHANCEMENT GROUP

CRD#: 159017Indianapolis, IN 46290-1113

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