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Salvatore A. Venezia

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CRD#: 701037
SV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Salvatore Anthony Venezia was a registered financial professional .

Salvatore is a previously registered financial professional and started their career in finance in 1970. Salvatore had worked at 9 firms and has passed the Series 63, Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 17, 1993 - March 7, 1994

SPENCER EDWARDS, INC.

BD
CRD#: 22067
CENTENNIAL, CO
Past

February 1, 1993 - July 30, 1993

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

January 30, 1991 - January 13, 1993

SPENCER EDWARDS, INC.

BD
CRD#: 22067
CENTENNIAL, CO
Past

March 15, 1983 - February 25, 1991

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

August 19, 1982 - May 24, 1983

WALFORD, DEMARET & CO., INC.

BD
CRD#: 7985
Past

May 18, 1981 - June 9, 1982

OTC NET INCORPORATED

BD
CRD#: 7756
Past

August 6, 1979 - January 18, 1981

WALFORD, DEMARET & CO., INC.

BD
CRD#: 7985
Past

October 12, 1978 - August 12, 1979

M. S. WIEN & CO., INC.

BD
CRD#: 541
Past

March 31, 1977 - April 9, 1978

WEEDEN & CO.

BD
CRD#: 878
Past

January 22, 1976 - April 3, 1978

DOUGLASS & CO. INCORPORATED

BD
CRD#: 6408
Past

December 2, 1971 - September 24, 1975

M. S. WIEN & CO., INC.

BD
CRD#: 541
Past

June 8, 1970 - November 26, 1971

CASCADE INVESTMENT COMPANY

BD
CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/20/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 10/16/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 12/13/1974
General Securities Principal Examination

Current Firm

SE
SPENCER EDWARDS, INC.
EMERALD SECURITIES, INC. | WORLD SECURITIES CORPORATION | SPENCER EDWARDS, INC.

CRD#: 22067 / SEC#: , 8-39511

BD
Terminated by SEC on 03/01/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 10/22/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PRIMARC HOLDING CORP.PARENT COMPANY
FLEMMING, DONNA JEANCHIEF FINANCIAL OFFICER/FINOP1791388
FLEMMING, DONNA JEANPRESIDENT, CHIEF EXECUTIVE OFFICER1791388
KASZYCKI, JOHN EDWARDCHIEF COMPLIANCE OFFICER264844
RICHARDSON, THOMAS CRAIGMANAGER OF TRADING867402

Disclosures

Regulatory Event18
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPENCER EDWARDS, INC.

CRD#: 22067

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