Frans J. Weterrings

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CRD#: 701024

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frans J Weterrings was a registered financial professional .

Frans is a previously registered financial professional and started their career in finance in 1982. Frans had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 16, 1988 - April 29, 1989

LUMIERE SECURITIES, INC.

CRD#: 13414

DENVER, CO

Past

January 13, 1982 - July 15, 1986

TEMPLETON FUNDS DISTRIBUTOR, INC.

CRD#: 3329

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

LUMIERE SECURITIES, INC.

AFFILIATED INVESTMENT CORPORATION | LUMIERE SECURITIES, INC. | LIK SECURITIES

CRD#: 13414 / SEC#: , 8-29275

Cancelled by SEC on 06/13/2003

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Contact information

Main Address

Mailing Address

Phone number

Established

Colorado since 12/06/1982

Firm type

Corporation

Fiscal year end

March

# of Employees

Documents

Red Flags

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