BC
Bryce A. Carney
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CRD#: 7010184
BC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryce Allen Carney, who also goes by Bryce Allen Carney, Bryce Carney, was a registered financial professional .
Bryce is a previously registered financial professional and started their career in finance in 2018. Bryce had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bryce Allen Carney | Bryce Carney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GRIFOLS PLASMA DONATION (BIOMAT RENO) POSITION: Donor NATURE: Donors go into the facility and are hooked up to a machine that extracts your blood and separates the plasma from your blood. Once the donation is completed, donors are compensated a set dollar amount that is stated by Grifols. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2020 ADDRESS: 270 E 6th Street, Reno NV 89501, United States DESCRIPTION: My duties include sitting at the facility with a needle in my arm that extracts my blood for about an 1-2 hours. INSTACART POSITION: Driver/Delivery NATURE: Insta Cart is a company that allows drivers to go pick up groceries for customers and drop the groceries off at their home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2020 ADDRESS: 5979 Sweet Cherry Drive, Sparks NV 89436, United States DESCRIPTION: Receive an order, Go to the grocery store of the customer's choosing, Shop for the customer's groceries, Deliver the groceries to the customer's address of choice, Get paid a small fee for the service. POSTMATES POSITION: Driver/Delivery NATURE: Customers place an order for food on an app. Drivers receive the order, pick up the order, and drop the order off to the customer and receive a fee for the service INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2020 ADDRESS: 5979 Sweet Cherry Drive, Sparks NV 89436, United States DESCRIPTION: My job is to deliver orders to customers UBER EATS POSITION: Driver/Food Delivery Person NATURE: Customers order through an app, I receive the order and pick up the food at the restaurant of the customer's choosing and delivery the food to the customer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2020 ADDRESS: 5979 Sweet Cherry Drive, Sparks NV 89436, United States DESCRIPTION: Pick up food orders and deliver the order to the customer. Receive a small fee for the service. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 1, 2020 - October 21, 2024
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
SPARKS, NV
Past
June 16, 2020 - October 21, 2024
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LAS VEGAS, NV
Past
January 29, 2020 - May 19, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Reno, NV
Past
January 2, 2020 - May 19, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Reno, NV
Past
March 5, 2019 - August 29, 2019
EDWARD JONES
RIA
CRD#: 250
RENO, NV
Past
December 22, 2018 - August 29, 2019
EDWARD JONES
BD
CRD#: 250
RENO, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
