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Allyson L. Gietl

Some features on this profile are disabled
CRD#: 7009346
AG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allyson Laine Gietl was a registered financial professional .

Allyson is a previously registered financial professional and started their career in finance in 2018. Allyson had worked at 2 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 2019 - May 25, 2021

LEGIONNAIRE SECURITIES LLC

BD
CRD#: 297422
CHICAGO, IL
Past

September 17, 2018 - April 29, 2022

AARDVARK SECURITIES LLC

BD
CRD#: 166932
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/2018
General Securities Representative Examination

Current Firm

LS
LEGIONNAIRE SECURITIES LLC
LEGIONNAIRE SECURITIES LLC

CRD#: 297422 / SEC#: , 8-70130

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Mailing Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Phone number
(312) 284-5500
Established
Delaware since 05/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AARDVARK MEMBERSHIP HOLDINGS LLCMEMBER
ADAMS, DOUGLAS RYANCHIEF EXECUTIVE OFFICER4675945
OLSON, CHAD RYANCHIEF COMPLIANCE OFFICER6234911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGIONNAIRE SECURITIES LLC

CRD#: 297422

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