Jay P. Henriksen

J K R & COMPANY

Van Nuys, CA 91406

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CRD#: 7009324

Professional summary

Jay Pernsten Henriksen, CFP® is a registered financial advisor currently at J K R & COMPANY, INC. located in Van Nuys, California.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jay has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Pernsten Henriksen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 27, 2018 - Present

J K R & COMPANY, INC.

Office #1: 7145 Woodley Avenue, Van Nuys, CA 91406

RIA

CRD#: 8040

Van Nuys, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2018

Uniform Investment Adviser Law Examination

Current Firm

J K R & COMPANY, INC.

J K R & COMPANY, INC. | JENKS, KENNIFER, RICHARDSON & COMPANY, INC. | JENKS, KENNIFER & RICHARDSON, INCORPORATED

CRD#: 8040 / SEC#: , 8-24191

California

Registered Investment Advisory firm - SEC (12/7/2001 Approved)

New York

Registered Investment Advisory firm - SEC (8/26/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7145 Woodley Ave, Van Nuys, CA 91406

Mailing Address

7145 Woodley Ave, Van Nuys, CA 91406

Phone number

(818) 781-7721

Established

California since 07/30/1979

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ELLIS, JAMES ANDREW	PRESIDENT / FINOP / CCO	2395774
RICHARDSON, JAMES KEMP	VICE PRESIDENT	375759

Regulatory assets under management

Total Number of Accounts	213
AUM (Assets Under Management)	$ 113,298,848

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay P. Henriksen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Pernsten Henriksen's CRS (Customer Relationship Summary).

Certified licenses

Experience

J K R & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2018

Current Firm

J K R & COMPANY, INC.

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

J K R & COMPANY, INC.

TRUST BUT VERIFY

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