Cindy M. Fowler
Professional summary
Cindy Marie Fowler, who also goes by Cindy Marie Flynn, Cindy Fowler, Cindy Marie Love, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut and VOYA FINANCIAL ADVISORS, INC. located in Braintree, Massachusetts.
Cindy is registered as a RR (Registered Representative) and started their career in finance in 2019. Cindy has worked at 2 firms and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cindy Marie Fowler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2019 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095January 6, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 30 Braintree Hill Office Park Rd 4n Suite 200, Braintree, MA 02184Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/29/2019
Operations Professional ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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