John M. Vanburen

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CRD#: 700927

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Martin Vanburen was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1970. John had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 16, 2015 - January 4, 2024

TLC GROUP INVESTMENT ADVISORS, LLC

RIA

CRD#: 137814

STATE COLLEGE, PA

Past

April 26, 2013 - September 21, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

FORT WASHINGTON, PA

Past

April 26, 2013 - September 21, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

FORT WASHINGTON, PA

Past

October 21, 2011 - November 16, 2011

TRINITY INVESTMENT ADVISORS, LLC

RIA

CRD#: 141039

WEST CHESTER, PA

Past

July 13, 2007 - December 31, 2011

THE INVESTMENT CENTER, INC.

CRD#: 17839

HUNTINGTON VALLEY, PA

Past

June 17, 1999 - July 16, 2007

WHARTON EQUITY CORPORATION

CRD#: 10170

HUNTINGDON VALLEY, PA

Past

January 23, 1992 - January 11, 1999

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

March 20, 1991 - August 8, 2008

MANCHESTER ADVISORS

RIA

CRD#: 108015

HUNTINGDON VALLEY, PA

Past

January 7, 1988 - January 31, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 26, 1986 - February 10, 1988

NEW ENGLAND SECURITIES

CRD#: 615

Past

July 25, 1985 - September 24, 1986

LINCOLN INVESTMENT

CRD#: 519

Past

March 13, 1984 - July 10, 1985

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

April 23, 1975 - November 17, 1982

LINCOLN INVESTMENT

CRD#: 519

Past

November 22, 1974 - April 18, 1984

ILG SECURITIES CORPORATION

CRD#: 422

Past

June 14, 1973 - June 16, 1980

NEW ENGLAND SECURITIES

CRD#: 615

Past

June 10, 1970 - February 21, 1973

FML FUNDS DISTRIBUTION COMPANY

CRD#: 1777

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLC GROUP INVESTMENT ADVISORS, LLC

CRD#: 137814 / SEC#: 801-122544

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/21/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/22/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 1/17/1972

General Securities Principal Examination

Current Firm

TLC GROUP INVESTMENT ADVISORS, LLC

CRD#: 137814 / SEC#: 801-122544

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/25/2021 Terminated)

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Contact information

Main Address

270 Walker Drive Suite 201, State College, PA 16801

Mailing Address

Phone number

(814) 231-2265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/16/2026)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 168,352,529

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Vanburen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TLC GROUP INVESTMENT ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

TRINITY INVESTMENT ADVISORS, LLC

THE INVESTMENT CENTER, INC.

WHARTON EQUITY CORPORATION

LINCOLN INVESTMENT

MANCHESTER ADVISORS

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

LINCOLN INVESTMENT

GREEN HILL FINANCIAL SERVICE CORPORATION

LINCOLN INVESTMENT

ILG SECURITIES CORPORATION

NEW ENGLAND SECURITIES

FML FUNDS DISTRIBUTION COMPANY

Primary Firm SEC Registration

TLC GROUP INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2011

Series 65

Date: 4/6/1999

Series 63

Date: 8/11/1988

SIE

Date: 9/21/2015

Series 1

Date: 12/22/1969

Series 00

Date: 1/17/1972

Current Firm

TLC GROUP INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLC GROUP INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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