Zachary D. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary David Wilson, who also goes by Zachary Wilson, Zach D Wilson, Zach David Wilson, Zach Wilson, Zachary D Wilson, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2018. Zachary had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2025 - April 6, 2026
VANGUARD ADVISERS, INC.
March 21, 2025 - April 6, 2026
VANGUARD MARKETING CORPORATION
September 10, 2024 - October 11, 2024
LPL FINANCIAL LLC
September 10, 2024 - October 11, 2024
LPL FINANCIAL LLC
March 19, 2024 - June 11, 2024
J.P. MORGAN SECURITIES LLC
March 18, 2024 - June 11, 2024
J.P. MORGAN SECURITIES LLC
October 26, 2023 - March 13, 2024
CAPTRUST
October 16, 2023 - March 13, 2024
CAPFINANCIAL SECURITIES, LLC.
December 23, 2021 - September 2, 2023
J.P. MORGAN SECURITIES LLC
December 23, 2021 - September 2, 2023
J.P. MORGAN SECURITIES LLC
September 18, 2020 - March 12, 2021
VANGUARD ADVISERS, INC.
October 26, 2018 - March 12, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
