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Mark Rosinski

Mark Rosinski

DUNES FINANCIAL
Valparaiso, IN
Some features on this profile are disabled
CRD#: 7008895
Mark Rosinski

Professional summary

Mark Rosinski, CFP®, who also goes by Mark Andrew Rosinski, is a registered financial advisor currently at DUNES FINANCIAL located in Valparaiso, Indiana.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Social Security Planning
Retirement Income Management
Comprehensive Financial Planni...
Investment Planning
Tax Planning
Retirement Planning
Education Planning
Estate Planning
Insurance Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Mark Andrew Rosinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Rosinski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

February 11, 2025 - Present

DUNES FINANCIAL

RIA
CRD#: 334836
Valparaiso, IN
Past

April 23, 2019 - December 19, 2024

KOTYS WEALTH PROFESSIONALS

RIA
CRD#: 168156
VALPARAISO, IN
Past

November 15, 2018 - February 19, 2019

EDWARD JONES

RIA
CRD#: 250
VALPARAISO, IN
Past

October 24, 2018 - February 19, 2019

EDWARD JONES

BD
CRD#: 250
VALPARAISO, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/11/2025)
IAR
Texas
(5/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/14/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/2018
General Securities Representative Examination

Current Firm

DF
DUNES FINANCIAL
DUNES FINANCIAL | DUNES FINANCIAL LLC

CRD#: 334836 / SEC#:

Indiana
Registered Investment Advisory firm - (2/11/2025 Approved)
Texas
Registered Investment Advisory firm - (4/22/2025 Conditional Restricted)
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Contact information

Main Address
Valparaiso, IN
Mailing Address
Phone number
(219) 786-3680
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DUNES FINANCIAL

CRD#: 334836Valparaiso, IN

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