Ashton Bray
STRATEGIC ADVISERS LLC | Investment Consultant
NORMAN, OK
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CRD#: 7008814
Professional summary
Ashton Bray, who also goes by Ashton Dewayne Bray, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Norman, Oklahoma and FIDELITY BROKERAGE SERVICES LLC located in Nichols Hills, Oklahoma.
Ashton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ashton has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I focus on understanding our clients' unique personal values and financial needs in order to create and deliver customized financial solutions. My process includes identifying and tracking multiple short-term and long-term goals, communicating regularly to deliver timely information, and working along with our Fidelity team to provide competent, comprehensive advice and guidance.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashton Dewayne Bray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ashton Bray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Oklahoma
Bachelor of Accountancy - Accounting
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1125 Nw 63rd St Suite A, Nichols Hills, OK 73116-6504RIA
CRD#: 104555
NORMAN, OK
Current
November 23, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1125 Nw 63rd Street Suite A, Nichols Hills, OK 73116BD
CRD#: 7784
Nichols Hills, OK
Past
January 13, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NICHOLS HILLS, OK
Past
November 16, 2018 - November 5, 2021
EDWARD JONES
RIA
CRD#: 250
Norman, OK
Past
October 24, 2018 - November 5, 2021
EDWARD JONES
BD
CRD#: 250
Norman, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/19/2024)
RR
California(3/13/2023)
IAR
California(3/31/2025)
RR
Kansas(4/30/2024)
RR
Maine(3/2/2024)
RR
Nevada(4/30/2024)
RR
Oklahoma(11/23/2021)
IAR
Oklahoma(3/31/2025)
RR
Tennessee(3/10/2025)
RR
Texas(11/23/2021)
IAR
Texas(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
