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NC

Nathalie Cote

HARVEST FINANCIAL PLANNING
Fort Mill, SC
Some features on this profile are disabled
CRD#: 7008686
NC

Professional summary

Nathalie Cote is a registered financial advisor currently at HARVEST FINANCIAL PLANNING, LLC located in Fort Mill, South Carolina and VERIDOS CAPITAL LLC located in Tamarac, Florida.

Nathalie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nathalie has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathalie Cote's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2019 - Present

HARVEST FINANCIAL PLANNING, LLC

RIA
CRD#: 293982
Fort Mill, SC
Current

August 2, 2024 - Present

VERIDOS CAPITAL LLC

RIA
CRD#: 324217
TAMARAC, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/2/2024)
IAR
South Carolina
(6/26/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/20/2018
Uniform Investment Adviser Law Examination

Current Firm

VC
VERIDOS CAPITAL LLC
CANOPY FINANCIAL | VERIDOS CAPITAL LLC | CANOPY GREENVILLE LLC

CRD#: 324217 / SEC#:

Florida
Registered Investment Advisory firm - (7/12/2024 Approved)
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Contact information

Main Address
Tamarac, FL
Mailing Address
Phone number
(864) 710-4835
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 15,024,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERIDOS CAPITAL LLC

CRD#: 324217Fort Mill, SC

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