Beverly F. Tanner

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CRD#: 700824

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beverly Francine Tanner, who also goes by Beverly Francine Glubt, was a registered financial professional .

Beverly is a previously registered financial professional and started their career in finance in 1970. Beverly had worked at 13 firms and has passed the Series 63, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Beverly Francine Glubt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2013 - August 14, 2013

KW SECURITIES CORPORATION

CRD#: 8237

MILL VALLEY, CA

Past

January 30, 2004 - December 14, 2005

TANNER FINANCIAL GROUP

RIA

CRD#: 130168

LARKSPUR, CA

Past

January 2, 2002 - November 22, 2010

THE PLANNERS NETWORK, INC.

RIA

CRD#: 108355

LARKSPUR, CA

Past

September 15, 1999 - December 31, 2012

NATIONAL PLANNING CORPORATION

CRD#: 29604

MILL VALLEY, CA

Past

September 2, 1987 - September 8, 1999

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

October 15, 1975 - August 25, 1987

PLANNED INVESTMENTS INC.

CRD#: 5066

Past

May 19, 1974 - November 9, 1975

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

June 20, 1973 - May 28, 1974

HARRISON FINANCIAL CORPORATION

CRD#: 2143

Past

April 5, 1972 - August 10, 1976

OLD REPUBLIC EQUITY PLANS, INC.

CRD#: 5398

Past

February 2, 1971 - October 26, 1972

JAMES J FREEMAN & ASSOCIATES INC

CRD#: 1000005

Past

September 8, 1970 - January 30, 1971

PACIFIC CONTINENTAL SECURITIES, INC.

CRD#: 635

Past

April 15, 1970 - May 9, 1973

CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY

CRD#: 132

Past

April 15, 1970 - May 9, 1973

CAL-WESTERN SECURITIES CO.

CRD#: 130

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/13/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/2/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 2/20/1975

General Securities Principal Examination

Current Firm

KW SECURITIES CORPORATION

CRD#: 8237 / SEC#: , 8-24792

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

732 Smithtown Bypass Suite 203, Smithtown, NY 11787

Mailing Address

732 Smithtown Bypass Suite 203, Smithtown, NY 11787

Phone number

(631) 595-5309

Established

California since 02/07/1980

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DEVEXPERTS INC.	100% DIRECT OWNER
PEREYRA, ALVARO LUIS	CEO	5578565
RUSSELL, SARAH DETLING	PFO & FINOP	6727189
STACHE, PAUL GERARD	CHIEF COMPLIANCE OFFICER	1170097

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Beverly F. Tanner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TANNER FINANCIAL GROUP

THE PLANNERS NETWORK, INC.

NATIONAL PLANNING CORPORATION

ASSOCIATED SECURITIES CORP.

PLANNED INVESTMENTS INC.

SOUTHMARK FINANCIAL SERVICES, INC.

HARRISON FINANCIAL CORPORATION

OLD REPUBLIC EQUITY PLANS, INC.

JAMES J FREEMAN & ASSOCIATES INC

PACIFIC CONTINENTAL SECURITIES, INC.

CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY

CAL-WESTERN SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/13/1984

Series 1

Date: 4/2/1970

Series 00

Date: 2/20/1975

Current Firm

KW SECURITIES CORPORATION

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KW SECURITIES CORPORATION

TRUST BUT VERIFY

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