JL

Jessica H. Lycos

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CRD#: 7008233
JL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jessica H Lycos, who also goes by Jessica Lycos, was a registered financial professional .

Jessica is a previously registered financial professional and started their career in finance in 2018. Jessica had worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jessica Lycos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 14, 2018 - December 31, 2019

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CS
CABIN SECURITIES, INC.
ARGUS FINANCIAL SERVICES INC. | CABIN SECURITIES, INC. | ARI FINANCIAL SERVICES, INC.

CRD#: 137608 / SEC#: , 8-67097

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
6240 W 135th Street Suite 214, Overland Park, KS 66223
Mailing Address
6240 W 135th Street Suite 214, Overland Park, KS 66223
Phone number
(816) 699-1204
Established
Missouri since 09/06/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
CANDLER, WILLIAM BRIANPRINCIPAL FINANCIAL OFFICER2802438
CANDLER, WILLIAM BRIANPRINCIPAL OPERATIONS OFFICER2802438
CANDLER, WILLIAM BRIANPRESIDENT2802438
ATCHITY, MARK AARONCHIEF COMPLIANCE OFFICER2530342

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CABIN SECURITIES, INC.

CRD#: 137608

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