Nathan R. Dutzmann

ROUND TABLE INVESTMENT STRATEGIES

Centennial, CO

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CRD#: 7008043

Professional summary

Nathan Roland Dutzmann is a registered financial advisor currently at ROUND TABLE INVESTMENT STRATEGIES, LLC located in Centennial, Colorado and TORREN MANAGEMENT, LLC located in Littleton, Colorado.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nathan has worked at 5 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nathan Dutzmann is the owner of Functional Financial, LLC (started 1/21/2021 - Private Residence, Littleton, CO 80120), a single-member LLC created as a pass-through entity. Nathan's income from his contract work for Torren Management is paid to Functional Financial. Functional Financial is not held out to the public as offering any products or services available for hire.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Roland Dutzmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2021 - Present

ROUND TABLE INVESTMENT STRATEGIES, LLC

RIA

CRD#: 139492

Centennial, CO

Current

February 27, 2024 - Present

TORREN MANAGEMENT, LLC

RIA

CRD#: 329263

Littleton, CO

Past

July 27, 2020 - January 28, 2021

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

July 22, 2020 - January 28, 2021

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

August 28, 2018 - December 31, 2018

ASPEN PARTNERS, LTD.

RIA

CRD#: 135287

Highlands Ranch, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TORREN MANAGEMENT, LLC

CRD#: 329263 / SEC#: 801-129410

RIA

Registered Investment Advisory firm - (2/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/27/2024)

IAR

Colorado
(2/5/2021)

IAR

Nebraska
(12/20/2024)

IAR

Texas
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/22/2020

Securities Industry Essentials Examination

Current Firm

TORREN MANAGEMENT, LLC

CRD#: 329263 / SEC#: 801-129410

RIA

Registered Investment Advisory firm - (2/8/2024 Approved)

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Contact information

Main Address

401 B Street Suite 1900, San Diego, CA 92101

Mailing Address

Phone number

(619) 649-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 333,648,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathan R. Dutzmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Roland Dutzmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORREN MANAGEMENT, LLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

ASPEN PARTNERS, LTD.

Primary Firm SEC Registration

TORREN MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2018

Series 7TO

Date: 7/22/2020

SIE

Date: 7/22/2020

Current Firm

TORREN MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TORREN MANAGEMENT, LLC

TRUST BUT VERIFY

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